Ladenburg Concludes Inaugural Fee-Based Advisory Conference to Support Success of Financial Advisors in New Fiduciary Era

SSN Marketing Corporate Office, News, Press Release

— First Annual ELEVATE Event Assists Financial Advisors Affiliated with Ladenburg’s Subsidiary Firms in Growing Fee-Based Advisory Business — — Enterprise-Wide Conference Brings Together Senior Executives of All Ladenburg Firms, Financial Advisors, Industry Thought Leaders and Best-in-Class Product Companies — MIAMI (BUSINESS WIRE) – Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA) (“Ladenburg”), a publicly-traded diversified financial services company, together …

DOL Fiduciary Rule Advances to OMB

SSN Marketing Corporate Office, DOL

DOL Fiduciary Rule Advances to OMB By Doug Baxley, Vice President of Compliance Late on Thursday, January 28, the Department of Labor (DOL) took the next step in advancing their Fiduciary Rule proposal.  The controversial rule proposal was sent to the Office of Management and Budget (OMB) for a final review.  The OMB has up to 90 days to review the rule; …

DOL Updates

SSN Marketing Corporate Office, DOL

DOL Updates By Doug Baxley, AVP – Assistant Director of Compliance On April 20, 2015, the Department of Labor (DOL) published its proposed rule regarding retirement investment advice, conflicts of interest, and the definition of the term “fiduciary” with regards to the Employee Retirement Income Security Act of 1974 (ERISA). The proposed rule would institute a broad new definition of the …