DOL Fiduciary Rule Advances to OMB

SSN Marketing Corporate Office, DOL

DOL Fiduciary Rule Advances to OMB By Doug Baxley, Vice President of Compliance Late on Thursday, January 28, the Department of Labor (DOL) took the next step in advancing their Fiduciary Rule proposal.  The controversial rule proposal was sent to the Office of Management and Budget (OMB) for a final review.  The OMB has up to 90 days to review the rule; …

DOL Updates

SSN Marketing Corporate Office, DOL

DOL Updates By Doug Baxley, AVP – Assistant Director of Compliance On April 20, 2015, the Department of Labor (DOL) published its proposed rule regarding retirement investment advice, conflicts of interest, and the definition of the term “fiduciary” with regards to the Employee Retirement Income Security Act of 1974 (ERISA). The proposed rule would institute a broad new definition of the …

Rebuilding Together Denver: We went to a gunfight with a knife and won!

SSN Marketing Corporate Office

This was our second conference that offered the opportunity to help the local community and work with sponsors, home office personnel and other advisors.  The task is not only rewarding but working side by side with people who you’ve known for years in a different way is enlightening to say the least.  I’m sure that many people already considered me …