Securities Service Network Successfully Concludes Second Annual Sales Assistant University

SSN Marketing Corporate Office, Marketing, News, Press Release

Event Supports Growth and Success of Independent Financial Advisor Practices by Providing Comprehensive Education and Training to Advisor Support Staffs KNOXVILLE, TN – October 5, 2018 –Securities Service Network, LLC (“SSN” or “the Firm”), a leading independent advisory and brokerage (IAB) firm and wholly owned subsidiary of Ladenburg Thalmann Financial Services (NYSE American: LTS, LTSL, LTS PrA, LTSF), today announced …

Six Critical Broker-Dealer Questions for Transitioning Advisors

SSN Marketing Business Development

Six Critical Broker-Dealer Questions for Transitioning Advisors By Simon Hoyle, Director of Business Development Broker dealer ownership, size, compliance, and technology impact our practices like never before.  Industry shifts have placed high advisor priority on stability.  Focus on these make or break components to secure the optimal experience for you and your clients. Who owns the broker dealer? This may …

DOL Updates

SSN Marketing Corporate Office, DOL

DOL Updates By Doug Baxley, AVP – Assistant Director of Compliance On April 20, 2015, the Department of Labor (DOL) published its proposed rule regarding retirement investment advice, conflicts of interest, and the definition of the term “fiduciary” with regards to the Employee Retirement Income Security Act of 1974 (ERISA). The proposed rule would institute a broad new definition of the …