Securities Service Network Successfully Concludes Annual National Advisors Conference

SSN Marketing Corporate Office, Marketing, News, Press Release

— Independent Broker-Dealer Hosts Advisors from Across the Country for Discover 2017 Event in Austin, Texas — — Advisors Enjoy Strategic Insights from Industry Thought Leaders, Look Ahead to Continued Growth Opportunities — KNOXVILLE, TN (August 2, 2017) –Securities Service Network, Inc. (“SSN” or “the Firm”), a leading independent broker-dealer that specializes in driving industry-leading operating efficiency at the home-office level, …

Six Critical Broker-Dealer Questions for Transitioning Advisors

SSN Marketing Business Development

Six Critical Broker-Dealer Questions for Transitioning Advisors By Simon Hoyle, Director of Business Development Broker dealer ownership, size, compliance, and technology impact our practices like never before.  Industry shifts have placed high advisor priority on stability.  Focus on these make or break components to secure the optimal experience for you and your clients. Who owns the broker dealer? This may …

SSN President & CEO, Wade Wilkinson, Published on ThinkAdvisor.com

SSN Marketing From the President, News

We are proud to have an article written by Wade Wilkinson, President & CEO of Securities Service Network, published on ThinkAdvisor.com. The article “Top 3 Low-Cost Ways for IBDs to Drive Post-DOL Value to Advisors” examines opportunities for firms to add value to advisors and their businesses. Read the full article here. About Securities Service Network, Inc. (SSN) Based in …

DOL Digest May 22, 2017

SSN Marketing Compliance, DOL

IRA Rollovers from an ERISA Plan The DOL fiduciary rule will significantly change the information needed for IRA rollovers and the client disclosure documents when the rule takes effect June. 9. Securities Service Network will be updating its IRA rollover processes to comply with the new rule. The rule requires advisors and broker-dealers to document the specific reasons the advisor’s …

DOL Digest May 8, 2017

SSN Marketing Compliance, DOL

What the DOL Rule Delay Means for Our Advisors As we communicated on April 5, the Department of Labor has delayed implementation of its fiduciary rule until June 9, with some aspects delayed until Jan. 1, 2018. At this time, we do not have any indication that the June 9 effective date will be postponed. The DOL’s definition of a …

SSN President & CEO, Wade Wilkinson, Published in InvestmentNews

SSN Marketing From the President, News

We are incredibly excited to have an article written by Wade Wilkinson, President & CEO of Securities Service Network, published in InvestmentNews.  The article “What independent financial advisers need from broker-dealers when it comes to the DOL fiduciary rule” explores the top forms of support that independent advisers should be getting from their broker-dealers. Read the full article here. About Securities …