Fantastic Service

Did you know that approximately 90% of ads reviewed through SSN’s compliance department are approved the same day submitted?

SSN’s primary focus is on providing our advisors with “Fantastic Service.” We monitor a number of important metrics across the organization and analyze trends to ensure that we are continuously improving our performance in key areas that matter most to you. Should you have a question about these indicators – or if you would like to suggest another area for improvement – please contact any member of the SSN Management Team.


Our reps are our family and we believe in the sharing of ideas, what works and what doesn’t, and learning from industry leaders and top producers through a shared network of SSN registered representatives.  This unique business model gives independent thinking an edge.

Fast Ad Review

Approximately 90% of ads reviewed through SSN’s compliance department are reviewed the same day submitted!

Responsive to Independent Thinking

Everyone in our home office understands the independent way of thinking – we live it every day – so we pride ourselves on being more responsive, solving problems, and remaining more proactive than any other broker dealer.

Solutions-Oriented Thinking

Our compliance team is committed to finding compliant solutions to achieve the desired results for each advisor.  Owning a business in a regulated industry is serious, and we offer solutions and options to help our reps play by the rules and maintain good relations with those who regulate.  We believe that just makes good business sense – for us and for our advisors.

You have Choices

Independence also means having a choice of the industry’s best clearing platforms:  National Financial or Pershing LLC.